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BOOK VI - Page 8
 
  THOMAS KUHN ON REVOLUTION AND 
PAUL FEYERABEND ON ANARCHY 
 
 

 

Feyerabend on Semantic Incommensurability

          Feyerabend's later and more comprehensive statement of his incommensurability thesis is set forth in chapter seventeen and in a brief appendix in his Against Method. The centrality of the incommensurability thesis to his philosophy is indicated by the fact that this chapter and its immedi­ately following appendix pertaining to the incommensurability thesis, take up approximately seventy pages of this three hundred page book.  Later in his Science and a Free Society (1978) he emphasizes that his intent in the discussion of incommensurability is to understand the changes that take place when a new world view enters the scene, and that this requires examining it from the perspective of the concerned parties, and not as it appears or is projected on to a later ideology years afterwards.  The significance of incommensurability is that the concerned parties experiencing it cannot subject the new idea to what they regard as their own rationality, and must allow reason which is accessible to them to be violated.  He views this analysis from the inside to be of the utmost practical importance, because it is what occurs in a scientific revolution, every researcher should be prepared for such events, which would otherwise catch the researcher by surprise.
          In the opening sentence of chapter seventeen of Against Method Feyerabend says that he has much sympathy with the clearly and elegantly formulated view of Whorf, and he gives a brief summary of Whorf's principle of linguistic relativity.  In the appendix following the chapter he notes that Whorf's principle admits to two alternative interpretations.  On one interpretation it means that observers using widely different languages will posit different facts in the same physical circumstances in the same physical world.  On the other interpretation it means merely that observers using widely different languages will arrange similar facts in different ways.  The former interpretation is the one that Feyerabend says he uses for his own incommensurability thesis, and he justifies this interpretation on the basis of the great influence that Whorf ascribes to grammatical categories and especially to the hidden rapport system of language.  The covert classifications that result from this hidden rapport system or central exchange create patterned resistances to widely divergent points of view.  Feyerabend says that if these resistances oppose not just the truth of the resisted alternative views, but the presumption that an alternative has been presented, then we have in instance of incommensurability.  This is the closest that Feyerabend comes to a definition of incommensurability, because as he says, it is hardly ever possible to give explicit definition of it, since it depends on covert classifications and involves major conceptual changes.
          The body of Feyerabend's chapter discussing incommensurability is organized into three theses, which are summarized at the end.  His first thesis is that there are in fact frameworks of thought which are incommensurable, and he emphasizes that this is an anthropological thesis.  He maintains Whorf's principle of linguistic relativity applies to scientific theories such as Aristotle's theory of motion, the theory of relativity, the quantum theory and classical and modern cosmology, because they are sufficiently deep and have developed in sufficiently complex ways that they may be viewed as widely divergent and incommensurable natural languages.  And he therefore also maintains that philosophy of science is anthropology of science and not logic of science as both the Positivists and Popper had maintained.  In the examination of the incommensurable theories, where facts asserted by each cannot be compared side by side even in memory, it is necessary to take the approach of the field linguist and learn the new theory from scratch.  The irrationality of the transition to the new theory is overcome by the determined production of nonsense until the material produced is rich enough to permit recognition of new universal principles.  The initial madness turns to sanity provided that it is sufficiently rich and sufficiently regular to function as the basis of a new world view.  There is no translation involved; instead there is a learning process.  This is how Feyerabend sees the transition from classical mechanics to quantum mechanics and from Newtonian mechanics to relativity theory.  His second thesis is that incommensurability has an analogue in the psychology of perception, and that the development of perception and thought in the individual passes through stages that are mutually incommensurable.  This is contrary to the Positivist philosophy of observation, and Feyerabend references Piaget's work with perceptual development in children.
          His third thesis is that scientific theories may be incommensurable even when they apparently treat of the same subject matter and the same problem.  On a realistic interpretation, as opposed to an instrumentalist interpretation, incommensurable theories do not treat the same subject matter.   A new theory such as relativity theory in physics does not treat the same problem that is treated by its predecessor, Newtonian mechanics, when the former replaced the latter.  The new theory does not solve problems confronting the old theory, but rather it dissolves them and removes them from the domain of inquiry, because the new incommensurable theory has an ontology that replaces that of the older theory.  When the faulty ontology of the older theory is comprehensive, as in the Newtonian physics, then every description inside the domain must be changed; it must be replaced by a different statement in the new theory or it may be replaced by no statement at all.  The new ontologies of relativity theory and quantum theory do not just deny the existence of classical states of affairs, they do not even permit us to formulate statements expressing such states of affairs.  Crucial experiments are therefore impossible, because one theory cannot establish or refute another theory incommensurable with the former.  Each incommensurable the­ory has its own facts, and it can be refuted only by reference to its own kind of experience, that is to say, by discovering its internal contradictions.  Their contents cannot be compared.  Aside from internal inconsistency, the only basis for preference for one of several mutually incommensurable theories is some subjective basis, such as the scientist's metaphysical prejudices, his religious convictions, or his personal judgments of taste.

Feyerabend on Scientific Anarchy

          In Science and a Free Society (1978) Feyerabend says in a section containing some autobiographical notes that von Weizsacker (a former student of Heisenberg) has prime responsibility for Feyerabend's change to his anarchistic view.  They met in Hamburg in 1965 and discussed the foundations of quantum theory.  Feyerabend complained that alternatives to quantum theory had been omitted, but Weizsacker showed how quantum mechanics arose from concrete research.  Feyerabend relates that it then became clear to him that general methodological rules imposed without regard to circumstances are a hindrance rather than a help, and that a person must be given complete freedom with no restrictions by any norms or demands regardless of how plausible they may seem to logicians and philosophers.  Feyerabend concluded that such norms and demands must be checked by research, and not by appeal to ideas of rationality.  Thus did Feyerabend come to advocate scientific anarchy.
          In Against Method (1975), Feyerabend's first book, he expounds his philosophy in terms of this political metaphor, “scientific anarchy”, which he fully intends to be intellectually more radical than Kuhn's metaphor, “scientific revolution".  Feyerabend's metaphor includes his principles of tenacity and theory proliferation to which he adds an antimethodological practice which he calls "counterinduction", a concept of scientific development that is opposed both to the Logical Positivist critical method of confirmation and also to Popper's critical method of corroboration.  Counterinduction is opposed to all concepts of scientific rationality and methodology in which criticism is intended to eliminate some scientific theories as incorrect.  Feyerabend advocates scientific anarchy, because he denies that there is any method or concept of rationality that is adequate to the history of successful science in any sense of the term.  He is against all methodologies, because there is no methodological rule that has not been violated, and these violations are necessary for science.  The only rule that he admits is that “anything goes.”  There is no institutional aim of science in his view, but instead each scientist may formulate his own individual aim of science, and "progress" may mean anything one may wish.
          In Feyerabend's view scientific knowledge is an ever-increasing ocean of mutually incompatible and even incommensurable theories with each theory forcing the others into greater articulation.  In this view counterinduction aims to introduce and to elaborate hypotheses, which are inconsistent with well established theories and with well established facts.  This perpetual pluralism is possible, because even the worthiest theory has many anomalies where it does not fit the facts, while at the same time all factual statements contain theoretical assumptions.  Not only is every factual description dependent on some theory, but there are also facts that cannot be unearthed except with the help of alternatives to the theory to be tested.  These facts are unavailable so long as such alternative theories are excluded.  In Feyerabend's view the practice of scientific research must not contain any rules requiring either consistency with so-called confirmed theories or with the choice between falsified and nonfalsified theories.  The ocean of anomalies that always surrounds every theory is concealed by ad hoc hypotheses and by ad hoc approximations that are not the result of limited measurement accuracy, but are adjustments to the theory to make it fit complicated cases.
           Feyerabend illustrates counterinduction in the history of science with an examination of Galileo's defense of the Copernican theory against Aristotelian critics. In Science and a Free Society Feyerabend says that his views on Galileo expressed in Against Method are influenced by Philipp Frank.  The relevant Aristotelian criticism is the tower argument, according to which a stone dropped from a high tower would not fall vertically to the ground if the earth were in motion as Copernicus' theory says it is, because the movement of the earth during the time of free fall would make the object fall at an angle away from the direction of the earth's movement.  Feyerabend calls the observation of vertical fall of the stone a "natural interpretation" of the observation statement describing the motion of a falling stone, because the observational sensations are firmly associated with the linguistic expression of the observation statement.  And he says that it is very difficult to detect error in natural interpretations without alternative statements.  In his examination of Galileo's reply to the tower argument Feyerabend maintains that Galileo used the Copernican theory to supply an alternative observational interpretation, and that Galileo's reply was a reinterpretation of the Aristotelian natural interpretation.  In this manner Galileo appealed to the real motion of the falling stone, by which Galileo meant the stone's movement relative to absolute space.  Galileo distinguished between Copernican and Aristotelian motion, and characterized them as real and apparent motions respectively, arguing that they are not the same.
          Galileo's reply to the tower argument is an example of counterinduction.  When a theory such as the Copernican theory is contradicted by facts, the counterinductive response is to turn around the situation and to use the theory as a detection device in Feyerabend's words.  This procedure consists firstly of affirming the truth of the theory, and then of inquiring what changes in the facts will remove the contradiction between fact and theory.  In this way hidden ideological components in the observation language expressing the facts are disclosed counterinductively.  Once these ideological components are disclosed, the next step is to create a new observation language for the new theory.  This is what Galileo did, and he used some propaganda to disguise that fact that he had invented the new observation language himself.  His propaganda consisted in arguing that the human senses notice only relative motion, while they fail to notice motion had in common by such objects as falling stones and the earth, and he also used the ad hoc hypothesis that the earth is in permanent motion.  Galileo believed in the truth of the Copernican theory, and he looked for facts that supported that theory.  One such fact is that resulting from his reinterpretation of observed experience, such as the falling stone.  Galileo’s principle of the relativity of motion changed the conceptual component in observed fact.  Another such fact results from Galileo's invention and use of the telescope.  Feyerabend says that Galileo did not know enough optical theory to enable the telescopic phenomena to function as independent evidence for the Copernican theory.  Use of the telescope for celestial observation was also problematic to the Aristotelians, and what Galileo did was to use the agreement between the Copernican theory and the telescopic observation to argue on behalf of both of these views.  The use of telescopic phenomena as evidence for the Copernican theory had to await the further development of the auxiliary science of optics.
          Neither the telescopic phenomena nor the new idea of relative motion were acceptable to common sense at the time or to the Aristotelians, and the two associated ideas both seemed false.  Yet these seemingly false and unacceptable phenomena were distorted by Galileo, and converted into strong support for Copernicus.  Galileo replaced old facts with a new type of experience, which he simply invented for the purpose of supporting Copernicus, and he let apparently refuted theories support one another, in order to create a new world view.  Feyerabend maintains that Galileo's arguments violate basic rules of scientific method, which were invented by Aristotle and canonized by Logical Positivists, such as Carnap and Popper.  (Feyerabend occasionally calls Popper a Positivist.)  And he states that Galileo succeeded precisely because he did not follow these rules.  Had Galileo followed these methodological rules, he would have failed.  Feyerabend's general thesis is that every methodological rule is associated with cosmological assumptions, so that using that rule implies that the cosmology in which it originates is correct.  The rule that the Copernican theory must be tested is reasonable, but requiring that it be tested by confronting it with the status quo is not reasonable.  What is reasonable is the purportedly irrational practice of waiting and ignoring large masses of critical observations and measurements, because the Copernican theory is an entirely new worldview.  It is necessary to retain the new cosmology, until it has been supplemented with the necessary auxiliary sciences, so that the language in which observations are expressed may be revised.  Feyerabend finds what he illustrates with Galileo to be no less applicable today.  He says that today's rational sciences survived, because irrational prejudices were permitted to have their way, and that it is advisable to let one's inclinations go against reason in any circumstances.  Propaganda is of the essence.  Science is more sloppy and irrational than its methodological image.  Anarchistic deviations from rationality are necessary for progress.  The image of twentieth century science is created by technological successes together with a fairy tale of how these technological miracles were accomplished.  The fairy tale is that science is not an ideology, but rather is an objective measure for all ideologies.  Feyerabend maintains that science is an ideology, and that successful science is very much a result of good luck and false beliefs.  His thesis of scientific anarchy moves him far along in the direction of historical relativism.  But the centrality of historical relativism in his philosophy of science is not fully evident without examination of the lengthy evolution of his philosophy of quantum theory and realism.

Feyerabend on Quantum Theory

          From the time of his writing his dissertation in 1951, Feyerabend's philosophy of science was centered on the reconciliation of metaphysical realism with modern microphysics.  The development of his thought on this matter might be viewed as a case of the moth and the flame, where the circling moth is Feyerabend’s realistic philosophy and the consuming flame is Bohr’s Copenhagen interpretation of the quantum theory.  Initially he was critical of the Copenhagen interpretation, and particularly of Bohr's instrumentalist view of the quantum theory's formalism and Bohr's complementarity thesis.  Feyerabend received his views on metaphysical realism from Popper, but Feyerabend did not agree with Popper's attempt to supply the current quantum-theoretic formalism with the propensity interpreta­tion.  Instead Feyerabend defended the possibility of an altogether new microphysical theory.  In the 1960's Feyerabend became involved in a long debate with Russell Hanson.  As a result he reconsidered the merits of the current quantum theory, and the likelihood of its duality thesis and its quantum postulate being carried forward into a future microphysics.  Then instead of continuing to advocate the revision of the current quantum theory into a microphysics that would be compatible with Popper's universalist realism, Feyerabend revised his concept of realism in a manner that no longer requires the universalism that Popper demands.  Generalizing on Bohr's thesis of the relational character of quantum states when describing experimental findings with classical-colloquial concepts, Feyerabend formulated his nonuniversalist, regional and historical relativist realism.
          Feyerabend sets forth his statement of Popper's universalist realist philosophy in his "Attempt At A Realistic Interpretation of Experience" in Proceedings of the Aristotelian Society (1958).  This paper is an abbreviated statement of his doctoral dissertation written in 1951 at the University of Vienna.  The thesis of this paper, which he calls "Thesis I", is that the semantical interpretation of an observation language is determined by the theories that we use to explain what we observe, and that the interpretation changes as soon as those theories change.   But he also states in this paper that one of the consequences of Thesis I is that we must distinguish between appearances or pheno­mena on the one hand and the things appearing on the other hand.  In Feyerabend's view this distinction is fundamental to realism.  On Thesis I the things appearing are those that are referred to by the observational sentences in a certain interpretation given by a realistic explanatory theory.  In both this paper and in his "Complementarity" in Proceedings of the Aristotelian Society he criticizes the complementarity thesis of Bohr's interpretation of the modern quantum theory.  In all discussions of the quantum theory Feyerabend always takes Bohr’s statements and views to be authoritative and representative of the Copenhagen interpretation.  In these earlier papers he acknowledges the influence of Bohm and of Popper upon his thinking.   He notes that Bohr's idea of complementarity is based partly upon empirical investigations in physics and partly upon philosophical analyses, and he accordingly distinguishes between the experimental fact of duality and the philosophical thesis of complementarity.  The fact of duality is the result of experimental find­ings.  Experiments displaying interference effects can be explained by wave concepts, but they contradict explanations in terms of particle concepts.  Conversely experiments displaying absorption and emission can be explained by particle concepts, but they contradict explanation in terms of wave concepts.  Feyerabend maintains that there is no system of physical concepts that can explain all these experimental facts about light and matter, which is to say, there is no universal theory of light and matter.  He states that for a physicist who views wave and particle as aspects of the same objective entity, the fact of duality proves that the theories available at the moment are inadequate.  Such a physicist will search for a new theory and conceptual scheme, which satis­fies two requirements: Firstly the new theory must be empirically adequate, and secondly it must be universal.  Such a theory conforms to what Feyerabend calls the "classical ideal", which is to say that it conforms to Thesis I, because it does not just describe appearances under certain experimental conditions, but rather it describes what light is and what matter is, the things appearing, in reality.

 

 

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