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BOOK VI - Page 5
 
  THOMAS KUHN ON REVOLUTION AND 
PAUL FEYERABEND ON ANARCHY 
 
 

 

            Not only did the sociologists get things mixed up, when they adopted a philosophy instead of an empirical theory for their consensus paradigm, they furthermore got things backwards, when they made Romanticism their consensus-paradigm philosophy of science.  While the natural sciences rejected Positivism and then moved forward to the post-Positivist philosophy of contemporary Pragmatism, sociologists rejected Positivism and then moved backward to the pre-Positivist philosophy of Romanticism.  This contrast has its origins in the different histories of physics and sociology.  Sociology is a new science with no noteworthy empirical accomplishments to supply its academic culture with precedent.  Physics on the other hand has a long and glorious history of accomplishments; the historic scientific revolution started with the astronomy of Copernicus and was consummated with the celestial mechanics of Newton.  When the twentieth-century revolutions in physics, namely relativity theory and quantum theory, revealed the inadequacies in the early Positivism, the physicists did what they had previously found successful: they embraced the pragmatically more successful theory on the basis of its empirical test outcomes alone, rejected the ontology described by its predecessor, and attempted to cope with the anything-but-intuitive or commonsense semantical interpretation and consequent ontology of the radically new theory.  Furthermore in the twentieth century this practice had become sufficiently routine that they were able to recognize and articulate their reactions.  It took the philosophers of science, however, nearly fifty years to capture the practice by developing the new systematic philosophy of language, which defines the contemporary Pragmatist philosophy.  The contemporary Pragmatist philosophy of science differs from both Positivism and Romanticism in a very fundamental way, because both of these latter include ontological considerations in their criteria for scientific criticism.  They differ between one another only about which types of ontology they will accept: the Positivists reject all mentalism in social and behavioral science, while the Romantics require it.  The contemporary Pragmatists on the other hand subordinate all ontological questions and commitments to the empirical adequacy of the scientific law or theory, a view now known as scientific realism, even if some such as Kuhn view empirical criticism to be less conclusively decidable than do earlier philosophers such as Popper.  And the result of subordinating ontologies to the outcomes of empirical criticisms is that ontologies change as science develops.  Ironically the philosophy of science that the contemporary sociologists impose upon their membership is not only anachronistic but also quite at variance with the philosophy which Kuhn uses for his philosophical interpretation of the history and dynamics of science.
          The followers of Parsons accepted Weber's verstehen concept of social science explanation, whereby empathetic plausibility is the principal criterion for scientific criticism.  Whatever one may think of Kuhn's solution to the problem of scientific belief and the thesis of the consensus paradigm that constitutes his solution to this problem, the issue of freely ignoring empirical anomalies in normal science becomes moot, when there can be no empirical anomalies.  The verstehen criterion reduces scientific criticism to what one or another particular critic finds intuitively acceptable, empathetically plausible, or otherwise comfortably familiar, however covert or idiosyncratic to the particular critic.  It reduces criticism to quarrels about intuitions; empirically adequate work is rejected out of hand, if it "doesn't make sense" according to the intuition of the particular critic.  This institutional criterion may be contrasted with empirical criticism in modern physics.  When modern physicists were confronted firstly with Einstein's relativity theory and then with quantum theory, their profession in each case decided to accept the new physics, because it is more empirically adequate in spite of the fact that it is anything but intuitively familiar or platitudinous.  This is not possible even today in American academic sociology, because the American sociological profession accepts and enforces consensus about Weber's strong version of the Romantic philosophy of science, and consequently they can make no distinction between contrary empirical evidence and contrary intuitive opinion.  Parsons had never referenced Kuhn, and probably never read him; he had his own agenda for sociology long before Kuhn.  The enforced consensus about Parson's sociology may be explained in part by the appointment of Parsons to the presidency of the American Sociological Association (ASA).  In his The Coming Crisis of Western Sociology (1970) the sociologist Alvin W. Gouldner observed that Parsons used this position to influence the appointments to other executive positions in the ASA including most notably both the ASA's Publications Committee and the position of editor of its American Sociological Review.  Gouldner reports that there existed a continuity-convergence ideology that produced a blanketing mood of consensus that smothers intellectual criticism and innovation.
          However, no conspiracy theory involving Parsons could adequately explain the sociologists' willingness to adopt his distinctive functionalist sociology and its associated German Romantic philosophy of science.  The doctrinairism of the American sociological profession and its receptivity to Parson's Romanticism is firstly explained by the thesis of the functionalist sociological doctrine itself.  The thesis of the functionalist doctrine is that social controls producing conformity to a consensus of views and values explain the existence of social order in any group.  And this in turn implies that failure to conform is dysfunctional in a pejorative sense of being disorderly even to the extent of threatening complete disintegration of the group.  Advocates of Parsons' functionalist sociology could not easily escape the inclination to apply these concepts to their own profession with Parsonian functionalism itself serving as the consensus view, and to persuade themselves that Kuhn's theory of the development of empirical science is a logical extension of the Parsonian functionalist sociology.  Contemporary academic sociologists not only believe that social conformity to a consensus paradigm in the scientific community functions to produce social order, with Kuhn's philosophy they also believe that it functions to produce scientific progress.
          Secondly Kuhn's theory made its appearance at an opportune time.  Lundberg's initially popular Positivist program for American sociology had waned, because it never got beyond the stage of a programmatic proposal, and years earlier Parsons had launched his distinctive functionalist sociology from the prestigious platform provided by his faculty position as chairman of the sociology department at Harvard University.  When Kuhn's sociological thesis of progress in science appeared, the parvenu scientific profession seeking acceptance among the empirical sciences was predisposed to impose an ostensibly progress-producing consensus paradigm.  The outcome of this combination of Parsonian Romanticism and Kuhnian normal science has been a chimerical science, a Romantic folk sociology that is about as normal as the gothic caricature of science depicted by Shelley's character, Victor Frankenstein - a Romantic grotesque deserving the epitaph "American Gothic" sociology.
          As it happens, American Gothic sociology seems to have become the appalling specter to prospective sociology students and to sociology students' prospective employers.  In its Science and Engineering Doctorates the National Science Foundation (NSF) has released statistics revealing a thirty-nine percent decline in the number of doctoral degrees in sociology earned annually in the United States since 1976.  This compares with a nearly seven percent growth in doctorates for all sciences during the same period.  The NSF also reports that the median age of receipt of the doctorate in social science is between thirty-two and thirty-three years.   And since the post-World War II baby-boom years of rising aggregate number of births did not end until 1961, it is clear that American academic sociology has been in decline during a period in which the pool of potential students has been rising.  Therefore sociology's decline is not merely a demographic phenomenon circumstantial to the history of the profession; it is the consequence of a pathological condition intrinsic to the American sociological profession's institutional values, normative standards, and research practices.
 

Kuhn’s Linguistic Analysis of Incommensurability

          Philosophers of science such as Feyerabend typically start with linguistic analysis.  But Kuhn firstly wrote his interpretative description in history of science, and only after many years did he attempt any language analysis to explain and defend his thesis of semantic incommensurability.  In the years following Structure of Scientific Revolutions this thesis evolved considerably, but he never repudiated it, because it is the corner stone for his philosophy of science, without which his metatheory collapses.  Or better, it might be called the keystone of his architectonic, because it separates and supports his correlative ideas of normal and revolutionary science together with all their philosophical, methodological, and sociological concomitants.  Pull away this keystone and his normal-revolutionary dichotomy would differ only in degree, thus causing his distinctive thesis of scientific revolution crumble. 
            Kuhn’s attempts at language analysis expressed in his later papers have been collected and published as a volume titled The Road Since Structure (2000), and in the chapter titled “Afterwords” (1993) he states that his efforts to understand and refine his incommensurability thesis has been his primary and increasingly obsessive concern for thirty years, during the last five of which (since 1987) he has made what he calls a rapid series of significant breakthroughs. Thus it is in his later papers that his definitive statements are to be found.  But Kuhn seems not to have been comfortable with philosophers’ language analyses, and the knowledgeable reader of Road Since Structure will find himself struggling through Kuhn’s lengthy, laborious, and loquacious re-inventions of his incommensurability thesis, as Kuhn struggles with language analysis to recast, revise and rescue his semantic incommensurability thesis.
             In his autobiographical interview in 1999 he reports that he took the idea of incommensurability from mathematics, where he firstly encountered it in high school while studying calculus and specifically while pondering the proof for the irrationality of the square root of the number two. In a later statement of the idea set forth in his “Commensurability, Comparability, Communicability” (1987) reprinted in Road Since Structure he gives other common examples of incommensurability from mathematics: The hypotenuse of an isosceles right triangle is incommensurable with its side; the circumference of a circle is incommensurable with its radius.  He notes that these cases are incommensurable because there is no unit of length contained without residue an integral number of times in each member of the pair.  Mathematicians say that incommensurable magnitudes have no common integer divisor except the number one.  In mathematics incommensurability means there is no common measure, and for his thesis of semantic incommensurability Kuhn substitutes “no common language” for “no common measure” for metaphorical use in his Structure of Scientific Revolutions.
             Initially in Structure of Scientific Revolutions Kuhn’s discussions of incommensurability were vague.  He says that relied on intuition and metaphor, on the double sense - visual and conceptual - of the verb “to see.” In his “Commensurability, Comparability, Communicability” (1983) he noted that his view of revolutionary change has increasingly moderated.  He said that his concept of a scientific revolution originated in his discovery that to understand any part of the science of the past, the historian must first learn the language in which it was written, and that the language-learning process is interpretative.  He maintains that success in interpretation is achieved in large chunks involving the sudden recognition of the new patterns or gestalts, and that the historian experiences such revolutions. In the autobiographical interview he noted that in Structure of Scientific Revolutions he had very little to say about meaning change, and instead following Russell Hanson he relied on the idea of gestalt switch, but now (as of the time of the 1999 interview) he maintains that incommensurability is all language, and that it is associated with change of values, since values are learned with language.  Early reviewers of Structure of Scientific Revolutions understood Kuhn’s use of incommensurability to mean that it is not possible to define any of the terms of one theory into those of the other.  And Kuhn admits that careful reading of Structure of Scientific Revolutions reveals nothing other than this wholistic view, because he explicitly rejected the Positivist theory-neutral observation language thesis.  Thus incommensurability strategically precludes any neutral, i.e. theory-independent, observation language.  But as critics noted in Criticism and the Growth of Knowledge, the wholistic interpretation makes both scientific communication and scientific criticism very problematic.  In response to these criticisms in Criticism and the Growth of Knowledge Kuhn announced his thesis of partial or local incommensurability, which enables continuity, comparability, and partial communication between theories outside the area of incommensurability in episodes of revolutionary change. In the “Postscript” to his “Possible Worlds in History of Science” (1989) reprinted in Road Since Structure he explicitly denies in response to a later critic that the change from one theory to another is a discontinuous change, and he says that he has reformulated his past view which had invoked discontinuity.
             Kuhn believes that historians dealing with old scientific texts can and must use modern language to identify the referents of the out-of-date terms.  In “Metaphor in Science” (1979) reprinted in Road Since Structure he explained the referential determination that offers continuity with his causal theory of reference.  The causal theory of reference denies that proper names have definitions or are associated with definite descriptions.  Instead a proper name is merely a label or a tag, and to identify the individual, one must ask some else who can point it out ostensively, or use some contingent fact about it, or locate its lifeline.  Kuhn extends this theory to naming natural kinds by adding that multiple ostensions (examples) are needed instead of just one, in order to see similarities and contrasts with other individuals.  Illustrating his thesis again in the Copernican revolution he says the techniques of tagging and tracing of lifelines permit astronomical individuals, e.g. the earth, and the moon, Mars, and Venus, to be traced through episodes of the theory change.  The lifelines of these four individuals were continuous, but they were differently distributed among natural families as a result of that change.  Kuhn does not further elaborate the causal theory of reference, and in his autobiographical interview he said that the causal theory of reference does not work for common nouns, but it has some survivals in his philosophy of meaning.  Thus in “Afterwords” he says that one of the characteristics of kind words is that they are learned in use by being shown multiple examples of the referent that supply expectations of things and general concepts of properties of the world.  Many philosophers noted that reference is not possible without characterizing concepts.
             Later he further elaborates his theory of referential determination in his “Commensurability, Comparability, and Communicability” (1983) reprinted in Road Since Structure, where he distinguishes reference determination from translation.  He says that no common language means that there is no language for which either theory in a revolutionary transition can be translated into the other.  While most of the terms common to the successive theories function in the same way for both theories, such that their meanings are preserved and admit to translation, there is a small group of mutually interdefined terms that are incommensurable.  The terms that preserve their meanings across a revolutionary transition provide a sufficient basis for discussions of differences and for comparisons for theory choice.  But he acknowledges that it is not clear that incommensurability can be restricted to a local region of discourse, because the distinction between terms that change meaning and terms that preserve meaning is difficult to explicate.  He attempts to evade this problem with his thesis of co-referencing discussed below, but he does not solve it.  In “The Trouble with the Historical Philosophy of Science” (1991) reprinted in Road Since Structure he states that the rationality for scientists conclusions requires only that the observations invoked be neutral for or shared by the members of the group making the decision, and for them only at the time the decision is being made.  But this thesis offers a neutral language of preserved meanings, which supplies historical continuity and is neutral relative to the time of the revolutionary transition and for the affected scientific group.  This neutral language is not the same as the Positivist observation language, and Kuhn rejects the existence of any Archimedean platform outside space and time.  In “Afterwords” he states that it is kind words that enable identification of referents, things that between their origin and demise have a lifeline through space and time.  Kind words constitute the lexicon that is strategic to his thesis of incommensurability.
             Kuhn offers two reasons for incommensurability. The first reason is stated in his rejection of translatability in his “Commensurability, Comparability, Communicability”, where he defines translation as something done by a person who knows two languages, and who systematically substitutes words or strings of words in one language into the other, in order to produce an equivalent text – i.e. salva veritate.  He denies that the two successive theories in a scientific revolution can be translated into one another.  This is obviously true in the sense that the two theories make contrary claims, but Kuhn’s reason is not contrariety but incommensurability.  The thrust of his thesis is that one theory cannot even be expressed in the vocabulary of its successor nor vice versa.  Kuhn maintains that the new theory must be interpreted, which in Kuhn’s terminology means learned.  The interpreter need know only one language and he confronts another language as unintelligible noises and inscriptions.  Quine’s radical translator is not a translator but an interpreter, because successful interpretation is learning a new language.  The interpreter must learn to recognize distinguishing features initially unknown to him, and for which his own language supplies no descriptive terminology.  Thus incommensurability is due to semantics that is unavailable in one language.
            Kuhn attempts to illustrate this kind of incommensurability in the transition from the phlogiston theory of combustion to the modern oxygen theory.  In the phlogiston theory the phrase “dephlogisticated air” can mean either oxygen or oxygen-enriched air, while the phrase “phlogisticated air” means air from which oxygen has been removed.  In the phrase “phlogiston is emitted during combustion”, the term “phlogiston” refers to nothing, although in some cases it refers to hydrogen.  Kuhn maintains that for the historian of science incommensurability in this case is dealt with by learning the meanings in the old texts by reference determination.  He agrees that historians dealing with old scientific texts can and must use modern language to identify referents of out-of-date terms.  Like the native’s pointing out “gavagai” referents in Quine’s radical translation situation, such reference determinations may provide concrete examples from which the historian can hope to learn the meanings of problematic expressions in the old texts.  Presumably in the case of phlogiston the reference situation is a repetition of the eighteenth-century chemists’ experiments and the comparison of the old language and the modern one describing the observable experimental outcomes.  But there are some difficulties with this example as described by Kuhn, because he says that translation is impossible since phlogiston is nonexistent, an approach that is nominalist, while Kuhn accepts intensions and rejects nominalism or a purely referential theory of meaning.  Existence is neither the same as nor a condition for meaningfulness, and Kuhn says that he joins Hesse in maintaining that an extensional theory of meaning is bankrupt.  Furthermore translation is not relevant, since the new and old theories express contrary claims and cannot both be true.  The issue is expressibility, for which both referenceable existence and truth are irrelevant.  The expressibility problem due to incommensurability is that the semantical resources needed for the modern theory are not available in the older one.  Kuhn does not discuss this first reason for incommensurability again after this paper, which was initially delivered at the Philosophy of Science Association annual meeting in 1982.


 

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