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BOOK VI - Page 11
 
  THOMAS KUHN ON REVOLUTION AND 
PAUL FEYERABEND ON ANARCHY 
 
 

 

Feyerabend's Philosophy of Science

          Of the four basic topics that may be considered in philosophy of science (aim of science, scientific explanation, scientific criticism, and scientific discovery) the place to begin an overview of Feyerabend's philosophy of science is with the topic of scientific criticism. 

Criticism

          Given Feyerabend’s critique of Popper, it might be said at the outset and at the risk of oversimplification that Popper’s philosophy of criticism admits that test design statements can be revised, but takes as its point of departure the acceptance and agreement about test design language as a necessary condition for decidable criticism and progress in science.  Kuhn and Feyerabend on the other hand choose to examine the practices of criticism and the conditions for progress, where test design statements are being revised, such that tests are invalidated.  Central to Kuhn and Feyerabend’s philosophies is the thesis that the choice of scientific theories is not fully decidable empirically, and this thesis is the basis for their attacks on Popper's falsificationism or critical rationalism.  But Feyerabend and Kuhn also differ.  Feyerabend attacks Kuhn's sociological thesis of how the empirical undecidability is resolved.  The arbitrariness in criticism permitted by this empirical indeterminacy has been described in various ways.  Conant called it "prejudice", Kuhn called it "paradigm consensus", and Feyerabend called it "tenacity".  Conant was simply dismayed by the phenomenon he observed in the history of science, but he took it more seriously than did his contemporaries, the Positivist philosophers, who preferred to dismiss it as simply unscientific.  Conant found that prejudice is too frequently practiced by contributing scientists to be dismissed so easily.  He also explicitly admitted the strategic role of his own prejudices in his preference for a historical examination of science.
          Kuhn did not merely accept prejudice as a frequent fact in the history of science.  He saw it as integral to science due to a sociological function that it performs within a scientific community, a function that is a condition for scientific progress.  Prejudice, which Kuhn had earlier referred to as the problem of scientific belief, is the sociologically enforced consensus about a paradigm that is necessary for the scientific community to function effectively and efficiently for solving detailed technical problems Kuhn calls puzzles.  Without the consensus the community could not marshal its limited resources for the exploration or articulation of the promises of the paradigm.  In Kuhn's concept of science professional discipline becomes synonymous with conformity to the prevailing view defined by the paradigm.  The phase during which this conformity is a criterion for criticism and is effectively enforced by sociological controls, is normal science.
          Feyerabend rejects Kuhn's thesis that prejudice functions by virtue of a sociologically enforced uniformity.  In Feyerabend's view any such uniformity is indicative of stagnation rather than progress.  Instead, prejudice understood as his principle of tenacity is strategically functional, because it has just the opposite effect that Kuhn thought: it promotes diversity and theoretical pluralism, which in Feyerabend's view are necessary conditions for scientific progress.  It might be said that Feyerabend views Kuhn's sociological thesis of normal science as an instance of the fallacy of composition, the fallacy of incorrectly attributing to a whole the properties had by its component parts: just as houses need not have the rectangular shape of their component bricks, so too whole scientific professions need not have the monomaniacal prejudices of their individual members.  The prejudice or tenacity practiced by the individual member scientist performs a function that does not obtain if his whole profession were unanimously to share in his prejudice or his tenaciously held view.          The process by which the individual scientist's tenacity is strategically functional is counterinduction.  Its strategic functional contribution occurs due to Thesis I, which says that theory supplies the concepts for observation.  Tenacious development of a chosen theory results in the articulation of new facts, which enhance empirical criticism.  New facts produced by counterinduction can both falsify currently accepted theories and revitalize previously falsified theories.  The revitalization occurs because the new facts occur in sciences that are auxiliary to the falsified theory.  This possibility of revitalization justifies the scientist's prejudicial belief in a falsified theory, his irrational rejection of falsifying factual evidence.  

Aim of Science

          Feyerabend’s views on scientific criticism leads to the topic of the aim of science.  Popper has a well defined and explicit thesis of the aim of science.  The aim of science in his view is the perpetual succession of conjectures and refutations in which each successive conjecture or theory can explain both what had been explained by its falsified predecessor and the anomalous cases that falsified the predecessor.  The new theory is therefore more general than its predecessor, while it also replaces and corrects its falsified predecessor.  Popper saw the process of refutation as involving a deductive procedure having the logical form of modus tollens.  And because it is a procedure in deductive logic, it is not subject to cultural or historical change.  Popper admits that application of the logic in the sense of experimental identification of the falsifying instances may be problematic and may take several years.  But he maintains that the logic of falsification isolates the conditions for scientific progress, and that it represents adequately how science has proceeded historically, when it has proceeded successfully.  He maintains that this procedure may be said to have become institutionalized, but its validity, which is guaranteed by deductive logic, does not depend on its institutional status.  Its validity is ahistorical, and will never be invalidated by historical or institutional change; it is tradition independent.
          Both Kuhn and Feyerabend deny that Popper's vision of the development of science is historically faithful.   The principal deficiency in the Popperian vision is its optimistic assessment of the decidability of falsification.  Not only do they view the range of nondecidability of scientific criticism to be greater than Popper thinks, but they also view it as having an integral role in the process of scientific development.  This nondecidability gives the scientist a range of latitude which he is free to resolve by his strategic choices.  Kuhn and Feyerabend disagree on which aims influence these choices, but they agree that they are historical or institutional in nature and may change.  Furthermore, such changes involve semantical changes, which introduce an additional dimension to the scientist's freedom of choice, when they involve an incommensurable semantic discontinuity.  Kuhn views incommensurable change as characteristic only of occasional scientific revolutions, with sociologically enforced consensus resisting such change and defining the aim of science during the inter-revolutionary periods of normal science.  Feyerabend also views incommensurable changes as infrequent, but he does not regard the interim periods as an enforced consensus contributing to scientific progress, but instead views normal science as Kuhn defined it as an impediment to progress.  He therefore advocates a much more individualistic aim of science, which he refers to as scientific anarchy.  Ironically both Popper and Feyerabend explicitly reference Marx's call for revolution in permanence, but their meanings are diametrically opposed.  Popper means perpetual conjectures and refutations occurring within an enduring institutionalized logical framework for conclusive refutation, while Feyerabend means perpetual institutional change with no controlling tradition-independent framework.

Explanation

          Feyerabend's discussion of scientific explanation contains much more criticism of other philosophers' views than elaboration of his own views.  From the outset of his professional career he criticized the deductive-nomological concept of scientific explanation and of logical reductionism advocated by the Logical Positivists.  Initially Feyerabend also considered Bohr's concept of explanation to be a higher kind of Positivism, but he later preferred to view Bohr as a kind of historicist philosopher, due to Bohr's distinctive relationalist interpretation of complementarity in quantum theory.  As it happens, Bohr was sufficiently naive a philosopher that Positivist, neo-Kantian, and historicist characterizations can all find support in his works.
          For most of the first two decades of his career Feyerabend subscribed to Popper's philosophy of science, which contains a concept of scientific explanation requiring universal statements.  Popper's philosophy of explanation also contains the idea of deeper levels of explanation, where the depth is determined by the scope or extent of universality of the explanation.  Initially Popper proposed his thesis of verisimilitude, according to which the deeper explanations are said to be closer to the truth.  Later he reconsidered the idea of verisimilitude, but he continued to describe explanations as having greater or lesser depth according to the extent of their universality.  And he also continued to describe the universal laws and theories occurring in explanations as having greater or lesser corroboration, because science cannot attain truth in any timeless sense of truth.  After Hanson had persuaded Feyerabend to reconsider the merits of the Copenhagen interpretation of quantum theory, Feyerabend rejected Popper's concept of explanation by logical deduction from universal laws, and instead accepted his­toricism.  He was led to this conclusion by his incommensurability thesis and by the nonuniversalist implications he found in Bohr's relationalist interpretation of quantum theory.  Popper had stated that scientific theories are merely conjectures that may be highly corroborated, but may never be true in any timeless sense.  Feyerabend furthermore says that theories have an even more historical character, since the complementarity thesis in quantum theory demonstrates their regional character.  Complementarity makes quantum theory nonuniversal at all times, because it is conditional upon mutually exclusive experimental circumstances; unlike classical physics it is not even temporarily universal.  Feyerabend thus concluded that universal science, science containing universal laws and theories, is only apparently universal, and that it is actually a special and recent historical tradition.
          Regrettably Feyerabend did not elaborate on his historicist philosophy of scientific explanation.  For example he never related his views to the genetic type of explanation that is characteristic of historicism.  Although this type of explanation had been dismissed by Positivists as merely an elliptical deductive-nomological explanation, it was discussed seriously by Hanson in "The Genetic Fallacy Revisited" in American Philosophical Quarterly (1967).  Hanson distinguishes different levels of language, one for historical fact and one for conceptual analysis.  He says that the distinction differentiates history of science from philosophy of science, and that the genetic fallacy consists of the attempt to argue from premises in the historical level to conclusions in the analytical level.  It is clear, however, that given his distinction between the theoretical and historical traditions and the way he relates them, Feyerabend would not admit to Hanson’s genetic fallacy thesis.

Discovery

          The topic of discovery may be taken to refer either to the development of new theories or to the development of new facts.  Feyerabend's thesis of counterinduction is a thesis of the development of new facts.  Thesis I enables the scientist to use the concepts supplied by new theory to make new observations.  Counterinduction is a thesis of observation according to the artifactual philosophy of the semantics of language, which Feyerabend set forth in his Thesis I.  It is unfortunate that Feyerabend never examined Heisenberg's use of Einstein's admonition for reinterpreting the Wilson cloud chamber observations as an example of counterinduction.  But Feyerabend virtually never references anything written by Heisenberg, and it is unlikely that he had an adequate appreciation for the differences between Heisenberg's and Bohr's philosophies of quantum theory. 
          Feyerabend addresses the problem of developing new theories in "Creativity" in his Farewell to Reason.  In this brief article he takes issue with what other philosophers have often called the heroic theory of invention, the idea that creativity is a special and personal gift.  He criticizes Einstein for maintaining a variation on the heroic thesis.  He renders Einstein as saying that theory development is a free creation, in the sense that it is a conscious production from sense impressions, and that theories are fictions, which are unconnected with these sense impressions, even though theories purport to describe a hidden and objective world.  Feyerabend maintains that at no time does the human mind freely select special bundles of experience from the labyrinth of sense impressions, because sense impressions are late theoretical constructs and not the beginnings of knowledge.  Einstein, who said that thinking without concepts is like breathing in a vacuum, would not have agreed with Feyerabend’s rendering of his views.  Feyerabend expresses much greater sympathy for Mach's treatment of scientific discovery.  Mach advanced the idea of instinct, which Feyerabend contrasts with Einstein's idea of free creation.  Mach offered an analysis of the process, according to which instinct enables a researcher to formulate general principles without a detailed examination of relevant empirical evidence.  Instinct seems not as such to be inherent, but rather is the result of a long process of adaptation, to which everyone is subjected.  Many expectations are disappointed during this process of adaptation, and the human mind retains the results of consequently altered behavior.  These daily confirmations and disappointments greatly exceed the number of planned experiments. They are used to correct the results of experiments, which are in need of correction because they can be distorted by alien circumstances.  Therefore, according to Mach empirical laws developed from principles proceeding from instinct are better than laws developed from experiment.  In concluding his discussion of the topic of creativity Feyerabend advocates a return to wholeness, in which human beings are viewed as inseparable parts of nature and society, and not as independent architects.  He rejects as conceited the view that some individuals have a divine gift of creativity.  Feyerabend therefore apparently subscribes to the social theory of invention, as would be expected of a historicist.

Comments and Conclusion

Consider firstly Kuhn’s the linguistic analysis.  As mentioned above Kuhn postulates a structured lexical taxonomy, which he also calls a conceptual scheme, and he maintains that it is not a set of beliefs.  He calls it instead an operating mode of a mental module prerequisite to having beliefs, a module that supplies and bonds what is possible to conceive.  He also says that the taxonomic module is prelinguistic and possessed by animals, therefore calls himself a post-Darwinian Kantian, because like the Kantian categories the lexicon supplies preconditions of possible experience, while unlike Kantian categories the lexicon can and does change.  But Kuhn’s woolly Darwinist neo-Kantianism is a needless deus ex machina for explaining the cognition and communication constraints associated with meaning change through theory criticism and development.  There certainly exists what may be called a conceptual scheme, but it is beliefs that do the bonding and structuring.  And what they bond and structure are the components of complex meanings for association with the sign vehicle or individual term.  These complexes of components function as do Kuhn’s cluster of criteria for referencing individuals including contrast sets of terms that he says each language user associates with a descriptive term.  Their limits on what can be conceived is Pickwickian, because when empirical testing or more informal experience occasions a reconsideration of one or several beliefs, the falsifying test outcome or experience can always be expressed with the existing vocabulary with its associated semantics by articulating the contradiction to the theory’s prediction.  The empirically based contradiction due to falsification makes the bonds and structures disintegrate, but formation of a new semantical re-integration due to a revision of beliefs by formation of new hypotheses is constrained psychologically only by the mundane fact of language habit.  This is not to trivialize scientific discovery; formulating new hypotheses that even promise to solve the new scientific problem is a task that often demands high intelligence and fertile imagination.  And the greater the semantical disintegration due to the more extensive rejection of current beliefs, the more demanding the task.
            Two reasons for incommensurability can be distinguished in Kuhn’s literary corpus.  Firstly incommensurability is due to semantics that is unavailable in the language of an earlier theory that is available in the language of a later one.  Secondly incommensurability is due to semantic restructuring of the taxonomic lexicon.  However, only the first reason compels anything that might be called incommensurability in the sense of inexpressibility. Language for a later theory containing descriptive vocabulary enabling distinguishing features of the world for which an earlier theory’s language supplies no descriptive terminology, may very possibly render impossible the expression of those distinctions in the earlier theory’s language.  Obvious examples may include features of the world that are distinguishable with the aid of microscopes, telescopes, or other observational instruments not available at the time the earlier theory was formulated, but which are recognized and expressed in the language of a later theory.  This reason for incommensurability can be described in terms of semantic values.  The meanings attached to descriptive terms are not atomistic; they are composite and have parts that can be exhibited as predicates in universally quantified affirmations.  Belief in the universal affirmation “all ravens are black” makes the phrase “black ravens…” redundant, thereby indicating that the idea of blackness in a component part of the meaning of the concept of raven.  However, all descriptive terms including the term “black” also have composition, such that it may have a lexical entry in a unilingual dictionary.  The smallest distinguishable features available to the language user in his descriptive vocabulary are not exclusively or uniquely associated with any descriptive term, but they are expressible in the descriptive language.  These smallest distinguishable features of the world recognized in the semantics of a language at a given point in time may be called “semantic values.”  Thus semantic incommensurability may occur when theory change consists in the introduction of new semantic values not available in the language of the earlier theory.
            Kuhn’s second reason for incommensurability, lexicon restructuring, does not occasion incommensurability in the sense of inexpressibility; there is no missing semantics, but instead there is only the reorganization of previously available semantic values.  The reorganization is due to the revision of beliefs, which may be extensive and result in correspondingly difficult adjustment not only for the developer of the new theory formulating the new set of beliefs but also for the members of the cognizant profession who must assimilate the new theory.  The composite meanings associated with each descriptive term common to both old and new theories are disintegrated into their elementary semantic values, and then are reintegrated by the statements of the new theory.  And concomitant to this restructuring the users’ old language habits must be overcome and new ones acquired.  An ironic aspect to this view is that semantic incommensurability, introduction of new semantic values, occurs in developmental episodes that appear least to be revolutionary, while those involving extensive reorganization and thus appearing most revolutionary have no semantic incommensurability.
          In his “Commensurability, Comparability and Communicability”, Kuhn says that if scientists moving forward in time experience revolutions, their switches in gestalts will ordinarily be smaller than the historian’s, for what the later experience as a single revolutionary change will usually have been spread over a number of such changes during the development of the sciences.  And he immediately adds that it is not clear that those small incremental changes need have had the character of revolutions, although he retains his wholistic thesis of gestalt switch for these cases. Clearly the time intervals in the forward movement of the theory-invention must be incremental subject only to the time it took the inventing scientist to formulate his new theory, while the time intervals in the comparative retrospection may be as lengthy as the historian chooses, as the very lengthy interval considered by Kuhn in his Aristotle experience comparing the physics of Aristotle and Newton.  But more than duration of time interval is involved in the forward movement.  On the one hand the recognition and articulation of any new semantic values and on the other hand the disintegration and reintegration of available semantic values in the meaning complexes in a lexical restructuring are seldom accomplished simultaneously, since the one process is an impediment to the accomplishment of the other.  Attempted reintegration of disintegrated concepts is probably the worst time to attempt introduction of new semantic values.  Throwing new semantic values into the existing confusion of conceptual disorientation could only exacerbate and compound the difficulties involved in conceptual reintegration and restructuring.  For this reason scientists will attack one of these problems at a time.  Furthermore new semantic values can at times be articulated with existing descriptive vocabulary, as Hanson exhibited with his thesis of phenomenal seeing exemplified by the biologist viewing a new microbe under a microscope and for which he yet has no classification.  Then the product of phenomenal-seeing description is a new kind term, which functions as a label or classification for the new phenomenon, and the new kind term may then later acquire still more semantics by incorporation into a theory.  Revolutions are reorganizations of available semantic values, and incommensurability due to new semantic values is not found in revolutions except in the periods created by the historian’s sweeping retrospective choices of time intervals for comparison.  In the forward movement the new semantic values (or kind terms based on them) introduced into the current language may be accommodated by the relevant currently accepted theory by the extension of that theory, or their introduction may subsequently occasion a modification of the current theory by elaborating it into a new and slightly different theory.  And new semantic values may eventually lead to revolutionary revisions of current theory, but they do not constitute revolutions.  In summery it must be said that Kuhn was a rather naïve philosopher, and was quite unprepared to undertake a linguistic analysis of science.  His idea of learning had been anticipated by Hesse and by Feyerabend.  And his idea of Kantianism with movable categories echoes the Kantianism that Heisenberg says is in the views of Bohr, who was also a naïve philosopher.  The first object of the human mind is not its own ideas.  The first object is reality, and then by reflection it knows its ideas.  It is better to shed irresponsible Kantianism once and forever, and to focus on the semantics, ontology, and pragmatics of the language of science.

 

 

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