| |
The
New Physics vs. the Old Philosophy
The history of philosophy of science has been
greatly influenced by the history of physics.
As twentieth-century physicists found
themselves departing farther and farther from
Newtonian physics, they also found themselves
departing farther and farther from the Positivist
philosophy notwithstanding the Positivists’
criticisms of Newtonian physics. At the beginning of
the century Positivism was not merely the academic
philosophy it later became.
It was for a time the working philosophy for
many physicists including those who produced the
revolutionary relativity and quantum theories.
It achieved ascendancy in academia during the
first half of the century, where it evolved into
Logical Positivism with the introduction of the
symbolic logic, which made it nearly completely
irrelevant to the practice of basic research in
physics.
But long before academia recognized Positivism
as a kind of latter-day decadent scholasticism in the
second half of the century, it had fallen into
disrepute in the eyes of the physicists who
encountered its fundamental inadequacy for the new
physics.
In his "Autobiographical Notes" in
Schilpp's Albert
Einstein (1949) Einstein stated that Mach's History
of Mechanics had exercised a profound influence on
him when he was a student.
He related that all physicists of the last
century saw in classical mechanics a firm and final
foundation not only for all physics but also for all
natural science, and that it was Ernst Mach who with
this book shook his dogmatic faith.
At sixty-seven years of age, when he was
writing these autobiographical notes, Einstein saw
Mach's greatness in the latter's incorruptible
skepticism and independence, even though Einstein
himself had since rejected Mach's philosophy.
Einstein was specifically influenced by Mach's
critique of the Newtonian concept of absolute space,
time and motion, ideas that are also rejected in
Einstein's relativity theory.
Initially Mach seemed to support Einstein's
views.
But Mach and Einstein were fundamentally
working at cross purposes: Mach attacked the Newtonian
concepts of absolute space, time and motion as part of
his critique of all theoretical physics, while
Einstein discarded these Newtonian ideas as a means
for developing a new theoretical physics.
Another influence on Einstein was a thought
experiment that Einstein reports he imagined, when he
was sixteen years of age.
In this thought experiment Einstein wondered
what would happen if an observer traveled at the speed
of light, riding on a beam of light.
The light would then be at rest relative to the
rider, but Einstein concluded that the idea of a light
beam at rest is self-contradictory.
This thought experiment was imagined many years
before Einstein was introduced to Mach's book by his
friend Besso, while they were students at Zurich, and
Einstein reports that it contributed to his forming
the idea that the velocity of light in a vacuum is
constant in all reference systems.
From the Positivist view the constancy of light
is no less objectionably absolute than the concepts of
absolute space or time.
Mach's phenomenalist relativity states that all
sensations are dependent on all other sensations,
while Einstein's relativity theory states that the
velocity of light in a vacuum is independent of other
phenomena.
Throughout Mach's lifetime Einstein continued
to view his relativity theory as a continuation of
Mach's philosophy, and in his obituary on Mach in 1916
Einstein expressed the opinion that Mach would have
come across the theory of relativity, if when Mach was
younger the constancy of the velocity of light had
been accepted by physicists.
In 1921 Mach's son published his father's Principles
of Physical Optics.
The preface of the book is dated July 1913, and
in it Mach opposes Einstein's relativity theory and
rejects the idea that he was a forerunner of
relativity theory.
As it happens, in June of 1913 Einstein had
sent Mach a preliminary draft of the general theory of
relativity, which uses non-Euclidian geometry.
But in the 1912 edition of his Science
of Mechanics Mach had introduced a lengthy
footnote
(Ch. IV, Sec IV, 9) opposing Minkowski's use of
four-dimensional geometry in physics and stating that
the space of sight and touch is three-dimensional.
It is unlikely, therefore, that Mach was
pleased when he received Einstein's 1913
correspondence, and it may have provoked Mach's
footnote comments in the 1913 preface to the book on
optics.
Eventually Einstein accepted the existence of
basic differences between his relativity theory and
the philosophy of Mach, and he ultimately rejected
Mach's philosophy.
Einstein's general theory of relativity
departed even further from Mach's philosophy than did
the special theory of relativity, because in the
general theory it is not possible to restrict the
equations to relations among observable magnitudes.
But as the theory became accepted among
physicists, the Positivists who followed Mach did not
want to reject it, and instead they modified their
philosophy.
These later or "Logical" Positivists,
as the Positivists of the Vienna Circle came to be
known, replaced Mach's rejection of theories with the
less restrictive idea.
They said that the language of science may
contain theoretical terms referring to nonobservable
entities and magnitudes, on condition that statements
referring only to observables could logically be
related to those that contain these theoretical terms
referring to the nonobservable magnitudes or entities.
This later Positivist program is considered
below in the discussion of the Logical Positivists and
particularly of Rudolf Carnap.
Mach accepted Einstein's relativity theory, and
persuaded Moritz Schlick, founder of the Vienna Circle
and successor to the chair of inductive philosophy
held by Mach at Vienna, to accept Einstein's theory
also.
With this acceptance of Einstein's relativity
theory one of the basic theses of the Positivist
philosophy was changed.
Positivism was not without some influence on
the contributors to the new quantum physics, whose
views became known as the "Copenhagen
interpretation.”
Adherents to this interpretation included Niels
Bohr, Werner Heisenberg, and Wolfgang Pauli.
Its opponents included Albert Einstein, Erwin
Schrödinger, Max Planck, Louis de Broglie and David
Bohm.
The member of Bohr’s Institute for
Theoretical Physics in Copenhagen, Denmark, who was
initially influenced by the Positivist philosophy, was
Werner Heisenberg.
In his Physics
and Beyond (1971) Heisenberg relates how Mach's
philosophy operated in his own thinking.
In the chapter titled "Understanding in
Modern Physics (1920-1922)" he described his
Positivist views during the years that preceded his
development of his matrix mechanics.
At that time he believed that true
understanding in physics consists in using only
language that refers to direct sense perceptions, and
that while the ability to make correct predictions is
often a consequence of this Positivist kind of
understanding, nonetheless making correct predictions
is not the same as having true understanding.
Because he accepted the Positivist philosophy
of science, Heisenberg rejected Bohr’s hypothesis of
electron orbits, since the orbits are not observable,
but unlike Mach he admitted the existence of the
electron itself due to the observable tracks produced
by the free electron in the Wilson cloud chamber
experiments.
In the chapter titled "Quantum Mechanics
and a Talk with Einstein (1925-1926)" Heisenberg
relates that on the day that he presented his matrix
mechanics to the Physics Colloquium at the University
of Berlin, Einstein, who was present in the assembly,
expressed interest and invited Heisenberg to talk with
him at his home that evening.
The matrix mechanics does not postulate the
existence of electron orbits around the nucleus of the
atom, and when Einstein questioned Heisenberg about
his Positivistic views that evening, Heisenberg
replied that he did not believe that postulates about
orbits are appropriate, because the orbits are not
observable.
Heisenberg affirmed the view that the physicist
should consider only observable magnitudes, and for
that reason he developed the matrix mechanics, which
treats only of the frequencies and amplitudes
associated with the lines in the spectrum of the atom.
Heisenberg also stated that he was using the
same philosophy that Einstein had used, when the
latter had rejected the concept of absolute space and
time in developing relativity theory.
Einstein then replied that he no longer
accepted the Positivist view, because it is the
physical theory that describes what the physicist can
observe.
This idea that theory determines what is
observed is philosophically very strategic, because it
contradicts the underlying Positivist assumption that
there is a dichotomous distinction between the
descriptive language about what is observable on the
one hand, and the theoretical language about what is
not observable on the other hand.
When this dichotomy is denied, the Positivist
program of building science on firm foundations of
observation is rendered untenable.
In the chapter titled "Fresh Fields
(1926-1927)" Heisenberg describes the arguments
between Niels Bohr and Erwin Schrödinger concerning
the issue of the wave verses the particle views in
microphysics and of the statistical approach taken by
Max Born in 1927.
Born maintained that Schrödinger's wave
function can be construed as the measure the
probability of finding an electron at a given point in
space and time.
Heisenberg accepted Born's probability
interpretation, but there still remained a problem in
Heisenberg's mind: Born's interpretation did not
explain how the trajectory of an electron in the cloud
chamber could be reconciled with the wave mechanics.
Trajectories did not figure in the quantum
mechanics, and wave mechanics could only be reconciled
with the existence of a densely packed beam of matter
if the beam spread over areas much larger than the
diameter of an electron.
With this problem in mind Heisenberg remembered
his conversation with Einstein the previous year,
specifically Einstein's statement that it is the
theory that determines what the physicist can observe.
Einstein's discussion with Heisenberg on the
day that Heisenberg had first presented his matrix
mechanics in 1926 in Berlin led Heisenberg to
recognize in 1927, that it was the classical theory
that led him to think that the tracks in the Wilson
cloud chamber represent the movement of a particle as
having a definite position and velocity that defined
its trajectory.
Recognition of the interpenetrating of theory
and observation led Heisenberg to reconsider what is
observed in the cloud chamber.
He then rephrased his question about
trajectories in terms of the quantum theory instead of
the classical theory; he asked: Can the quantum
mechanics represent the fact that an electron finds
itself approximately in a given place and that it
moves approximately at a given velocity?
In answer to this new question he found that
these approximations could be represented
mathematically, and he called this mathematical
representation the "indeterminacy
principle", also known as the “uncertainty
relations.”
On this principle the limit of accuracy with
which both position and momentum can be known is
defined in terms of Planck's constant.
In the view of Heisenberg and those who
advocate the "Copenhagen interpretation"
this necessary degree of approximation is not merely a
measurement inaccuracy, but is imposed by the nature
of the universal quantum of action.
Einstein's semantical principle, that theory
decides what the physicist can observe, became one of
the corner stones of the post-Positivist philosophy of
science as articulated both by Karl Popper and by the
contemporary Pragmatists; it led the contemporary
philosophers to reject the Positivist separation of
theory and observation.
Heisenberg also describes his thought processes
in this discovery experience in his chapter on the
history of quantum theory in his Physics
and Philosophy (1958).
There he says that he turned around a question:
instead of asking how the known formalism of Newtonian
physics could be used to express a given experimental
situation, he instead asked whether or not only such
experimental situations can arise in nature as can be
expressed in the mathematical formalism of the matrix
mechanics.
This recounting of his thinking gives greater
emphasis to the ontological commitment that
characterizes the "indeterminacy principle",
according to which there does not simultaneously exist
in reality both a determinate position and a
determinate momentum for the electron. As it happens,
Einstein was never willing to accept the ontology of
the Copenhagen interpretation, even though Heisenberg
attempted to do the same thing with his matrix
mechanics that Einstein did with the Lorentz
transformation, when the latter interpreted the
Lorentz equation in terms of actual time instead of
apparent time and redefined the concept of
simultaneity.
Einstein maintained that a more
"complete" microphysical theory is needed,
which would satisfy his own ontological criteria for
physical reality.
In imitating Einstein, Heisenberg was
practicing scientific realism according to which
ontological commitment is extended to the most
empirically adequate theory. The Pragmatist philosophy
of language implies this practice, in which it might
be said that a carte
blanche metaphysical realism is presumed, while
the ontology describing reality is supplied by
empirical science; it is a realism which is a blank
check for which scientific theory specifies its cash
value, and for which empirical criticism backs its
negotiability.
Heisenberg did not escape the influence of
Positivism, even though he had departed from it in a
very fundamental way to develop the indeterminacy
relations.
Another influence upon his thinking was
Bohr’s philosophy of knowledge.
Bohr did not explicitly embrace Positivism, but
in his view classical physics is permanently valid and
must serve as the language of observation, in which
all accounts of evidence in physical science must be
expressed.
Heisenberg's attempt to reconcile the
influences of Einstein and Bohr resulted in his
developing his semantical theory of "closed-off
theories.”
This is his attempt at a systematic philosophy
of language for science.
It is different from the Logical Positivist
philosophy, but due to Bohr’s influence it is more
like Positivism than the contemporary Pragmatism.
Einstein and Heisenberg had made very
insightful criticisms of Positivism, but neither
produced a new systematic philosophy of language
adequate to their insights, however portentous these
insights have turned out to be.
The portended Pragmatist philosophy of language
and science was as great an intellectual revolution in
philosophy as the revolutions in physics which they
themselves produced.
Comment
and Conclusion
This chapter examined two variations on
Positivism formulated by two
turn-of-the-nineteenth-century physicists, and
previewed the story of Positivism’s rejection by the
physicists who made the two great scientific
revolutions in twentieth-century physics.
This story will be given in greater detail
below in the chapter describing Heisenberg’s
philosophy of quantum theory.
But to appreciate these developments more
adequately, it is helpful firstly to have examined the
development of the Pragmatist philosophy of language.
Therefore the next chapter describes the
extension of Machian Positivism by Carnap in response
to Einstein’s development of the theory of
relativity, and then Quine’s critique of Carnap with
Duhem’s philosophy of physical theory, which Quine
transformed into a general philosophy of language, the
contemporary Pragmatist philosophy of language.
Pages [1] [2]
[3] [4]
NOTE: Pages do not
corresponds with the actual pages from the book
|
|