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4.16 Test Logic Illustrated
For example consider the simple case
of Gay-Lussac’s law for gasses in an enclosed
container as a theory proposed for testing. The
container’s volume is fixed throughout the
experimental test, and is not represented by a
variable. The theory is (T’/T)*P
= P’, where the variable P means
gas pressure, the variable T means the gas
temperature, and the variables T’ and P’ are
incremented values for T and P in an
experimental test.
The statement of the theory may be
schematized in the hypothetical-conditional form “If
A, then C”, where “A” includes (T’/T)*P,
and “C” states the calculated prediction value of
P’ after temperature is incremented from T
to T’. The theory is universally
quantified, because it claims to be true for every
execution of the experimental test. And the
semantics of T, P, T’ and P’ are
mutually contributing to the semantics of each other
for believers in the theory, since each variable can
be expressed mathematically as a function of all the
others.
The test-design statements are also
included in “A”. They describe the experimental set
up and initial conditions to be realized for
execution of a test. These include description of
the equipment used including the container, the heat
source, the instrumentation used to measure the
magnitudes of heat and pressure, and the units of
measurement for the magnitudes involved, such as the
pressure units in atmospheres and the temperature
units in degrees Kelvin. And they describe the
procedure for performing the experiment. This
test-design language is universally quantified and
also contributes to the semantics of the variables
P, T and T’ in “A”.
The procedure for performing the
experiment must be executed as described in the
test-design language, in order for the test to be
valid. The procedure will include firstly measuring
and recording the initial values of T and
P. For example T = 200 degrees Kelvin and
P is 1.6 atmospheres. Then the measurement
value for T is incremented to T’,
which might be 400 degrees Kelvin, and this
incremented measurement value is recorded. A
description of the execution of the procedure and
the recorded magnitudes are expressed in
particularly quantified language for this particular
test execution.
The test outcome consists of
measuring and recording the resulting observed
incremented value of P’, which may be denoted
P” and is represented by particularly
quantified statement “O”. The universally quantified
test-design statements also in “A” define the
semantics of “O”. The test executions would also
likely be repeated to estimate the range of
measurement error in P, P’, T, T’ and P”.
A mean average value would be calculated for each of
these variables to estimate measurement errors.
Deviations from the mean average value indicate the
amounts of measurement error, and statistical
standard deviations could summarize the dispersion
of measurement errors about the means.
The mean average of the measures
value P” is compared to the mean average of
the value P’ to determine the test outcome.
If the values of P’ and P” are within
the estimated range of measurement error, i.e., are
sufficiently close to 3.2 atmospheres as to be
within the measurement errors, then “C” is deemed
true, and the theory is sufficiently warranted
empirically to be called a law, as it is today.
4.17 Semantics of Empirical Testing
Much has already been said about
artifactual semantics, componential semantics and
semantical rules. In the semantical discussion below
these concepts are brought to bear upon empirical
testing and test outcomes.
Normally the semantics of a tested
theory is such that if a test has a nonfalsifying
outcome, then the semantics is unchanged for the
developer and advocates of the tested theory. Prior
to the test they had proposed the theory in the
belief that it would not be falsified, and it
consequently functions as a set of one or several
semantical rules. Thus the universally quantified
statements of both the theory and the test design
are accepted as true, and after the nonfalsifying
test outcome, each set of statements continues to
contribute parts to the complex meanings of the
terms common to both of them, as before the test.
But when the test outcome is a
falsification, there is a semantical change produced
in the theory for the developer and advocates of the
tested theory who accept the test outcome as a
falsification. The unchallenged test-design
statements continue to contribute semantics to the
terms common to the theory and test design by
contributing their parts to the meaning complexes of
each of the common terms. But the component parts of
the meanings contributed by the falsified theory
statements are excluded from the semantics of those
common terms for the proponents who no longer
believe in the theory due to the falsifying test
outcome.
4.18 Test-Design Revision
The decidability of empirical
testing is not absolute. Popper had recognized that
the statements reporting the observed test outcome,
which he called a “basic statements”, require prior
agreement by the cognizant scientists, because they
are subject to future revision and thus are not
incorrigibly true.
For the scientist who does not
accept a falsifying test outcome of a theory, a
different semantical change is produced than if he
had accepted the test outcome as a falsification.
Such a dissenting scientist has either reconsidered
the test-design statements or rejected the report of
the test outcome. If he has rejected the outcome of
the individual test execution, then he has merely
questioned whether or not the test was executed in
compliance with its agreed test design. Sometimes
this is called “attacking the data”. If the test is
repeatable at will, then repetitions of the test
will likely answer the challenge to its validity.
But if he has challenged the test
design itself, then he has thereby changed the
semantics involved in the test in a fundamental way.
This change amounts to rejecting the test design as
if it were falsified, and letting the theory define
the subject of the test and the problem under
investigation – a role reversal in the pragmatics of
test-design language and theory language. Then the
theory’s semantics characterizes the problem, and
the test design is deemed inadequate thus making the
test design and the test execution irrelevant.
Popper rejects such a dissenting
response to a test, calling it a “content-decreasing
stratagem”, which is in fact what it is given the
semantical outcome for the test design. He
admonishes that that the fundamental maxim of every
critical discussion is that one should "stick to the
problem”. But the dissenting scientists may decide
that the design of the falsifying test is a
misconception of the problem that the tested theory
is intended to solve, especially if he developed the
theory himself and did not develop the test design.
The semantical change produced for such a
recalcitrant believer in the theory affects the
meanings of the terms common to the theory and
test-design statements. The parts of the meaning
complex contributed by the test-design statements
are then the parts excluded from the semantics of
one or several of the terms common to the theory and
test-design statements.
Empirical tests are conclusive
decision procedures only for those scientists who
agree upon which language is proposed theory and
which language is presumed test design, and who
furthermore accept the test-design and also the test
execution outcomes with the test design.
4.19 Empirical Underdetermination
An important factor affecting the
decidability of empirical testing is the empirical
underdetermination of language with the result that
empirical criteria cannot always result in
unambiguous theory-testing decisions. Two
manifestations of empirical underdetermination are
conceptual vagueness and measurement error. All
concepts have vagueness that can be reduced
indefinitely but never be eliminated completely.
Mathematically expressed theories use measurement
data that contain some measurement error in all but
the simplest cases that are not typically found in
science. Measurement error can be reduced
indefinitely but never eliminated completely.
Scientists prefer measurements and
mathematically expressed theories, because they can
measure the amount of error in the theory, when the
theory is tested. But separating measurement error
from a theory’s prediction error can be problematic.
Repeated execution of the measurement procedure
enables estimation of the degree or range of
measurement error. A test is conclusive to the
extent that the measurement error is small relative
to the predicted outcome.
Empirical tests are conclusive only
to the extent that empirical underdetermination is
manifestly small relative to the effect predicted in
an empirical test.
4.20 Scientific Pluralism
All language is always empirically
underdetermined by reality. Empirical
underdetermination explains how two semantically
alternative empirically adequate theories can have
the same test-design language. It may occur that
there are several semantically different theories
yielding prediction errors that are different from
one another but with differences that are small
enough to be within the range of the estimated
measurement error. In such cases empirical
underdetermination due to the given test design has
imposed undecidability on the choice among the
alternative individual theories.
The problem of empirical
underdetermination is also manifested as conceptual
vagueness. For example to develop his three laws of
planetary motion Johannes Kepler, a heliocentrist,
used the measurement observations of Mars that had
been collected by Tycho Brahe, a geocentrist. Thus
both these astronomers not only used the same
test-design semantical contributions for the
meanings in their observational concepts for
identifying the planet Mars and for measuring its
celestial movements, but they also used the same
astronomical measurement data. In those days no
test-design observations or measurements were
informative enough to enable an empirical decision
between the two cosmologies, and for many years both
cosmologies were empirically adequate.
Kepler nonetheless believed in the
heliocentric cosmology, and this belief made the
semantic parts contributed by the heliocentric
cosmology become for him component parts of the
semantics of the language used for celestial
observation, thus displacing the geocentric
cosmology’s semantical contribution. Then
hypothesizing with the heliocentric clarifying
contributions to the celestial semantics, he
developed his planetary laws for Mars.
Thus as Hanson said in Patterns
of Discovery, observation language is
“theory-laden”. And as Feyerabend noted in
Against Method, Galileo practiced “counterinduction”.
Galileo believed in the heliocentric cosmology, and
counterinduction enabled him to create a new
observation language, as did Kepler. By using
heliocentric concepts in his Dialogue he
revised and clarified apparently falsifying
observational evidence alleged by the Aristotelian
geocentrists. Similarly in 1926 Heisenberg had
practiced counterinduction for describing the
electron tracks in the cloud chamber, and he then
developed his uncertainty relations.
But like geocentrism and
heliocentrism in Galileo’s day, alternative
empirically adequate theories due to excessive
empirical underdetermination are all more or less
true. An answer as to which theory is truer must
await further development of additional
observational information that clarifies the
inadequate test-design concepts. But there is never
any ideal test design with “complete” information,
with no vagueness or no measurement error.
Pragmatist recognition of undecidability among
alternative empirically adequate scientific
explanations due to empirical underdetermination is
called the thesis of “scientific pluralism”.
Scientific pluralism is the
coexistence of empirically adequate alternative
explanations due to undecidability among alternative
laws, permitted by test-design language that is too
underdetermined empirically.
4.21 Scientific Truth
What is truth! Truth is a property
of descriptive language. Furthermore as Jarrett
Leplin maintains, truth and falsehood are properties
admitting to more or less. They are not simply
dichotomous, as they are represented in two-valued
formal logic. Tested and nonfalsified statements are
more empirically adequate, have more truth, and have
ontologies that are more realistic than falsified
statements. Falsified statements have recognized
error, and may simply be rejected unless they are
still useful for their lesser realism and lesser
truth. As the classical pragmatists believed, what
has utility has truth.
Popper said that the famous eclipse
test of Einstein’s theory of gravitation in 1919
“falsified” Newton’s theory and thus “corroborated”
Einstein’s. Yet the U.S. National Aeronautics and
Space Administration (NASA) today uses Newton’s laws
to navigate interplanetary rockets and satellites
through our solar system. Thus it must be said that
Newton’s “falsified” theory is not completely false
or it could never be used, even for
nineteenth-century ballistics.
Popper said that science does not
attain truth. Contrary to Popper, contemporary
pragmatists believe that with such an idea, truth
has been misconceived. Theories are falsified by
empirical tests, but it need not be said with Popper
that truth is unattainable for scientists.
Advancement in empirical adequacy is advancement in
truth. And a theory with more truth is a theory with
a more realistic ontology.
4.22 Nonempirical Criteria
Given the dilemma of having
semantically alternative explanations that are
tested and not falsified due to empirical
underdetermination in the test designs, philosophers
have proposed nonempirical criteria that they
believe have been operative historically in
explanation choice. But no such nonempirical
criterion enables a scientist to predict reliably
which alternative nonfalsified explanation will
survive new empirical testing, when in due course
the degree of empirical underdetermination is
reduced by improved test design.
Test designs are improved by
developing more accurate measurement procedures
having less measurement error and/or by adding
descriptive information that reduces the vagueness
in the characterization of the subject for testing.
Such test-design improvements refine the
characterization of the problem addressed by the
theories
When empirical underdetermination
makes testing undecidable, different scientists may
have personal reasons for preferring one alternative
explanation to another. In such circumstances
selection may be a decision for the career scientist
rather than an investigative decision. The scientist
is speculating on future science and also seeking
professional acceptance. Knowing what a journal
editor and his selected referees currently like to
see in submissions helps getting a paper published
in the peer-reviewed literature, which is an
academic status symbol with the more prestigious
journals paying out more brownie points for the
accumulation of academic remuneration, promotion and
tenure. Academic journal editors and their selected
referees are nearly always the risk-avoiding
rearguard rather than the risk-taking avant-garde.
They are the established “authorities” who defend
the received conventional wisdom in which they and
their journals have a reputation-based vested
interest.
4.23 The “Best Explanation” Criteria
As noted above, Thagard’s
cognitive-psychology system ECHO developed
specifically for theory selection has identified
three nonempirical criteria. His simulations of past
episodes in the history of science indicate that the
most important criterion is breadth of explanation,
followed by simplicity of explanation, and finally
analogy with previously accepted theories. Thagard
considers these nonempirical selection criteria as
inferences to the “best explanation”.
The breadth of explanation criterion
seems similar to Popper’s aim of maximizing
information content. In any case there have been
successful theories in the history of science, such
as Heisenberg’s uncertainty relations, which do not
have any of these characteristics. And as Feyerabend
noted in criticizing Popper’s view in Against
Method, Aristotle’s physics identified four
causes, material, formal, efficient and final, while
Newton’s only identified one kind of cause, the
efficient cause. Aristotle’s explanations therefore
may be said to have greater breadth, but his physics
was less empirically adequate.
Contemporary pragmatists acknowledge
only the empirical criterion. They exclude all
nonempirical criteria from the aim of science,
because while relevant to persuasion to make
theories appear “convincing”, they are irrelevant to
evidence. They are like the psychological criteria
that trial lawyers use to select and persuade juries
in order to win lawsuits in a court of law, but
which are irrelevant to courtroom evidence rules for
determining the facts of a case.
4.24 Nonempirical Linguistic Constraints
The constraint imposed upon
theorizing by empirical test outcomes is the
empirical constraint. It is a regulating
institutionalized cultural value that is not viewed
as an obstacle to be overcome, but rather as a
condition to be respected for the advancement of
science. The only other cultural constraint that
must be respected is the moral constraint, which is
a criterion external to the institution of science,
and which cannot be judged either by science or by
philosophy of science.
However, there are other kinds of
constraints that are retarding impediments that must
be overcome for the advancement of science. Some of
these nonempirical impediments are purely
circumstantial like those mentioned above. They are
external to science. But there are two other
nonempirical constraints that are internal to
science in the sense that they are inherent in the
nature of language, which science must use. These
two constraints may be called the “cognition
constraint” and the “communication constraint”.
4.25 Cognition Constraint
The cognition constraint inhibits a
scientist’s ability to construct new theories, and
it is manifested as what is often mundanely referred
to as lack of imagination, creativity or ingenuity.
Semantical rules are not just rules. They are also
linguistic habits that enable fluency in both speech
and thought.
As mentioned above, given belief in
some universally quantified affirmative statement,
the predicate in that affirmation determines part of
the meaning complex of its subject term. Conversely
given the conventionally established meaning of a
descriptive term, certain related beliefs are
sustained with the result that change of belief is
made difficult by the need to change meanings that
are reinforced by linguistic fluency. In his book
Concept of the Positron Hanson identified what
he called a “conceptual constraint” that operated as
a semantical impediment to the discovery of the
positron.
This thesis is opposed to the
neutral-language thesis that language is merely a
passive instrument for thought. Language is not
merely a passive instrument for thought. It has a
formative influence on thought. The formative
influence of language on thought is recognized by
the Sapir-Whorf hypothesis and specifically Benjamin
Lee Whorf’s thesis of linguistic relativity set
forth in his “Language, Mind and Reality” reprinted
in Language, Thought and Reality.
Accordingly the more revolutionary
the revision of beliefs, the more constraining the
semantical structure and psychological conditioning
on the creativity of the scientist who would develop
a new theory. And if a new syntax is required such
as an unfamiliar mathematics, then the semantical
restructuring of the affected meaning complexes is
all the more demanding.
It is noteworthy that the use of
computerized discovery systems circumvents this
problem, because the machines have no linguistic
habits. They strategically yet mindlessly apply
mechanized procedures to object-language syntactical
inputs, which may be counted as one of their
virtues.
4.26 Communication Constraint
The communication constraint is
similar to the cognition constraint. It is the
impediment to understanding a new theory relative to
those currently conventional. The impediment is both
cognitive and psychological. The scientist must
cognitively learn the new theory well enough to
restructure the composite meaning complexes
associated with the descriptive terms common both to
the old theory he already knows and to the new
theory to which he is exposed. And this involves
overcoming existing linguistic fluency enabled by
psychological habit, which reinforces existing
beliefs.
This learning process suggests the
conversion experience described by Kuhn in
revolutionary transitional episodes, because the new
theory must firstly be accepted as true however
provisionally for its semantics to be understood,
since only statements believed to be true can
operate as semantical rules. If testing demonstrates
the new theory’s superior empirical adequacy, then
the new theory’s acceptance will eventually make it
the established conventional wisdom.
If the differences between the old
and new theories are very great, some members of the
affected scientific profession may be unwilling or
unable to accomplish the required learning
adjustment. They become the rearguard who cling to
the received conventional wisdom, which is
challenged at the frontier of research, where there
is much conflict that produces confusion due to
semantic dissolution. In the meanwhile the developer
together with the more opportunistic and typically
younger advocates of the new theory, who have been
motivated to master the new theory’s language in
order to exploit its perceived promise, assume the
avant-garde role.
It is noteworthy that contrary to
Kuhn and especially to Feyerabend the transition
does not involve a complete semantic discontinuity
much less any semantic incommensurability. And it is
unnecessary to learn the new theory as though it
were a completely foreign language. For the terms
common to the new and old theories, the component
parts contributed by the new theory replace those
from the old theory, while the parts contributed by
the test-design statements remain unaffected by the
change. Thus the test-design language component
parts shared by both theories constitute common and
commensurating semantics providing semantical
continuity and enabling characterization of the same
subject of both theories independently of the
distinctive claims of either theory. The shared
semantics in the test-design language also
facilitates learning and understanding the new
theory, however radical the new theory may be. Or if
excessive empirical underdetermination for the
present prohibits a decisive test design, the
currently vague characterizations of the subject of
the theories enable semantical continuity, such as
it is.
It may be noted that the scientist
viewing the computerized discovery system output
experiences the same communication impediment with
the machine output that he would were the outputted
theories developed by a fellow human scientist.
In summary both the cognition
constraint and the communication constraint are
based on the following semantical fact:
Given the conventionally
established meaning of a descriptive term, certain
implied beliefs are reinforced by habitual
linguistic fluency with the result that the term’s
conventional meaning impedes a change in those
beliefs.
4.27 Scientific Explanation
Explanation is the ultimate aim of
basic science. There are other types such as the
historical explanation, but only explanation in
basic science is of interest in philosophy of
science. When some course of action is taken in
response to an explanation such as a social policy,
a medical therapy or an engineered product or
structure, then the explanation is utilized in
applied science.
The logical form of the explanation
in basic science is the same as that of the
empirical test. The universally quantified
statements constituting a set of one or several
scientific laws in an explanation can be schematized
as a nontruth-functional hypothetical-conditional
statement in the logical form “If A, then C”. But
while the logical form is the same for both the test
and the explanation, the deductive arguments are
different.
The deductive argument of the
explanation is the modus ponens argument
instead of the modus tollens logic used for
testing. In the modus tollens argument the
hypothetical-conditional expressing the proposed
theory is falsified, when the antecedent clause is
true and the consequent clause is false. On the
other hand in the modus ponens argument for
explanation both the antecedent clause and the
hypothetical-conditional statements are accepted as
true, such that affirmation of the antecedent clause
concludes to a valid affirmation of the consequent
clause.
The schematic form of an explanation
is: “If A, then C.” “A is affirmed.” “Therefore C is
affirmed.” The statement “If A, then C” represents
the universally quantified law statements. “A is
affirmed.” is the particularly quantified statements
describing the realized initial conditions that
cause the explained phenomenon. “Therefore C is
affirmed.” is the particularly quantified statements
affirmed deductively and describing the explained
individual effect, which may be a prediction of the
event.
In the explanation the statements in
the hypothetical-conditional schema express
scientific laws accepted as true due to their
empirical adequacy as demonstrated by nonfalsifying
tests. The antecedent statements describing the
initial conditions in the explanation together with
the law statements jointly constitute the explicans
or explaining language. And the logically consequent
language is the explicandum describing the explained
phenomenon.
A scientific explanation is a
modus ponens deduction with one or several
explaining universally quantified law statements
expressible as a nontruth-functional
hypothetical-conditional schema together with
particularly quantified antecedent language
describing initial conditions, which jointly
conclude to particularly quantified consequent
language describing the explained event.
It has also been said that theories
“explain” laws. Neither untested nor falsified
theories occur in an explanation. Explanations
consist of laws, which are formerly theories that
have since been tested with nonfalsifying outcomes.
Proposed explanations are merely untested theories.
Since all the universally quantified
statements in the nontruth-functional
hypothetical-conditional schema of an explanation
are laws, the “explaining” of laws means that a set
of logically related laws forms a deductive system
partitioned into dichotomous subsets of explaining
antecedent axioms and explained consequent theorems.
Note: BOOK I is available as an ebook titled
Philosophy of Science: An Introduction.
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